Securities Regulations

The offering of stock, bonds or other securities of a company can have serious negative consequences when not issued in accordance with state and federal securities laws.  Securities enforcement is ever increasing in its breath and scope which means a more challenging environment for business facing the potential for catastrophic sanctions and penalties, potential class actions and litigation costs.  We have the knowledge and experience to help clients defend against state and federal agency investigations as well as private and class action lawsuits.  Our firm is also well versed in assisting companies with compliance for the issuance of private company securities or initial public offerings.